System overview
Features and Main functions
Prevent violations of laws and guidelines with Pre-compliance Checks when ordering
- Pre-compliance check accuracy improvement
- Prevent prior violations with a total of 1200 check items
- User-oriented Settings and value-added functions
Real-time intraday compliance check based on the day’s conclusion
- Secure time to resolve violations on the day
- Improved accuracy by reflecting real-time quotes
- Expand application based on post-compliance
- Strengthen various regulatory checks of laws and guidelines
- Acquired the first patent in the industry (June 2019)
Post-compliance check reflecting final transaction and holding details on the same day
- Check in accordance with the trustee company`s best practices
- Easy to manage unique information by customer
- Easy to manage basic information for detailed operation restrictions
- Holding the industry’s largest check items (total more than 4,600)
Provide various Compliance Report functions
- Various Monitoring Status Related to Laws/ Guide / Internal Regulations
- Details for each regulatory item can be checked